News 2024-01-15
Understanding NMLS Requirements
Learn the key requirements for state mortgage licensing through NMLS.
Read More →State Law/SEC Compliant?
Is your company State Law and SEC Compliant?
The foremost attorney on mortgage licenses in the US
What? Who? Why? Where? When? How?
What?
To be compliant with the state laws, your Company MUST hold State Mortgage Licenses or Exemptions.
Who?
Every new Company entering the Mortgage Industry must ensure compliance.
Why?
Your Company's violations of state and federal laws will cause Penalties, Fines, and Cease and Desist Orders.
Where? When? How?
All 50 states and DC. Before your Company starts business. Herb Thomas will design and conduct your Due Diligence Project.
State Law & Licensing Compliance
Please ensure your mortgage licensing is in full compliance with applicable federal and state regulations.
SEC Compliance & Due Diligence
Please ensure your mortgage licensing is in full compliance with applicable federal and state regulations.
Need Mortgage Licenses or Exemptions?
Consult with Herb Thomas, the foremost attorney on mortgage licenses in the US.
Need Mortgage Licenses or Exemptions?
Consult with Herb Thomas, the foremost attorney on mortgage licenses in the US.
Compliance Checklist
Mortgage Industry Licensing Needs
Determine which licenses your mortgage business entity requires:
Not sure which licenses you need? Contact our licensing experts for personalized guidance.
Compliance Project Packages (Volume Discounts)
Single State
Compliance review for one state
No pricing information available
Multi-State (2-5)
Compliance review for 2-5 states
No pricing information available
National (6+)
Compliance review for 6 or more states
No pricing information available
How to Get Started
1
Schedule Conference
Call Herb Thomas at 214-692-7611 to schedule your consultation
2
Describe Business Model
Share your business model and desired geographic footprint
3
Analysis & Planning
Herb analyzes your business and creates a customized compliance plan
4
Execute Plan
We implement the plan and keep your company compliant
Need Mortgage Licenses or Exemptions?
Get in Touch
Have questions about mortgage licensing? Contact us today.
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Recent changes to state mortgage licensing laws you need to know about.
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